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Can you summarize DCCO Title 31, Chapter 56?
Securities. > Securities.
Short Summary
This chapter of the Code of the District of Columbia governs securities and related activities. It applies to individuals and entities involved in the sale, purchase, or offer of securities, including broker-dealers, agents, issuers, and investment advisers. The chapter defines various terms used in the chapter and provides exemptions for certain transactions, securities, and individuals representing issuers.
Whom does it apply to?
Individuals and entities involved in the sale, purchase, or offer of securities, including broker-dealers, agents, issuers, and investment advisers
What does it govern?
Securities and related activities
What are exemptions?
Exemptions for certain transactions, securities, and individuals representing issuers
What are the Penalties?
No specific penalties are mentioned in this document.
Jurisdiction
Washington, D.C.