Regulation IH-2002-03, issued by the Department of Financial Regulation’s Insurance Division in Vermont, establishes standards for safeguarding customer information in the insurance industry. It applies to persons engaged in providing insurance and requires them to establish administrative, technical, and physical safeguards to ensure the security and confidentiality of customer records and information. The regulation aims to protect against anticipated threats or hazards to the security or integrity of customer records and unauthorized access or use of records that could harm or inconvenience customers.

The Vermont Securities Regulations (S-2016-01) govern the regulation of securities in the state of Vermont. These regulations apply to various market participants, including issuers, broker-dealers, agents, investment advisers, and others. The document does not specify any specific exemptions or penalties for non-compliance. Its main purpose is to ensure the integrity of the securities market, protect investors, and promote fair and transparent practices. The regulations are administered by the Department of Financial Regulation’s Securities Division and play a crucial role in regulating securities activities and maintaining investor confidence in the state’s financial markets.

The provided legal document governs the rules and regulations for Pick-Six Sweepstakes, which is a type of wagering that combines the winners of six consecutive races. The document specifies that the Sweepstakes wagers are calculated in a separate pool from other wagering pools. Permission from the Racing Commission is required to conduct Pick-Six Sweepstakes wagering. The rules for Pick-Six Sweepstakes must be noticed to the public as directed by the commission.

The provided legal document content pertains to simulcast racing governed by the Racing Commission in Vermont. Simulcast racing refers to the broadcasting of live horse or greyhound races from one location to another, allowing individuals at the receiving location to place bets on the races. The document outlines the rules and regulations related to simulcast racing, including licensing requirements for operators, conditions for conducting simulcast racing, and the responsibilities of participants in simulcast racing.

The provided legal document content pertains to the rules and regulations governing the Superfecta carryover in Vermont. It applies to all individuals and entities involved in horse racing activities in the state. The document does not mention any specific exemptions. Non-compliance with the Superfecta carryover rules and regulations may result in penalties such as fines, suspension, or disqualification from participating in horse racing events.

This document governs Twin Trifecta wagering conducted under the permission of the Racing Commission in Vermont. The Commission designates the races in which Twin Trifecta pari-mutuel wagering is permitted and establishes a separate pool for such wagering. Twin Trifecta is a form of pari-mutuel wagering where bettors select the three horses or dogs that will finish 1st, 2nd, and 3rd in each of the two designated races in the exact order as officially posted.

The provided legal document content covers various aspects of the regulation and governance of entities under the jurisdiction of the Department of Financial Regulation’s Banking Division in Vermont. It includes regulations on the privacy of consumer financial and health information, record retention requirements for financial institutions, credit unions, independent trust companies, and state licensed financial businesses, requirements for secured credit cards, fidelity bond requirements for credit unions, designation of credit unions as community development credit unions, management and investment of fixed assets by state-chartered credit unions, licensing and regulation of Mortgage Brokers, definition of ‘household member’ for credit union membership, form, content, and timing of residential real estate mortgage loan commitment letters, requirements for high rate, high point notices for residential real estate loans, process of converting a federal credit union into a state-chartered credit union, non-discrimination in financial services, regulation of credit union member business loans, and disclosure form for motor vehicle retail installment contracts.

The provided legal document content pertains to the regulation of license applications for gaming and athletics in Rhode Island. It establishes standards and procedures for the issuance of licenses to various entities, including applicants, concessionaires, key employees, licensees, non-employees, operations employees, service employees, and vendors. The document defines key terms related to the licensing process. It requires individuals and businesses involved in gaming facilities to obtain a license from the Department of Business Regulation before engaging in any business operation or activity at a gaming facility.

This Regulation, also known as Racing & Athletics Regulation 9, is promulgated by the Department of Business Regulation in Rhode Island. It establishes criteria for determining the approval of applications for licenses or permits, or their renewal, based on information obtained from criminal records checks. The regulation defines key terms such as ‘arrest’ and ‘charge’ and specifies that criminal history record information (CHRI) is obtained from the Federal Bureau of Investigation (FBI).

This legal document governs the rules and regulations related to Simulcast Wagering, previously known as Racing & Athletics Regulation 6, in Rhode Island. It applies to associations conducting licensed pari-mutuel Meetings, patrons, and regulatory agencies with the authority to regulate racing and/or jai alai in another state. The document provides definitions for various terms used in the context of pari-mutuel wagering and outlines the responsibilities and procedures related to pari-mutuel wagering, including the distribution of winnings, handling of dead heats and scratches, investigation of fouls, and the transmission of contests for simulcast wagering purposes.