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Can you summarize 6 AZRS Chapter 1, Article 3?
FINANCIAL INSTITUTIONS DIVISIONSec: 6-101-6-165 >
Short Summary
The provided legal document content covers various aspects of the authority, duties, and powers of the deputy director in the Financial Institutions Division, including the examination and investigation authority, fingerprint requirements and fees for individuals and entities involved in the banking and financial institutions sector, annual examination assessment of financial institutions and enterprises, application fees payable to the department, records, disclosure, and limitations on disclosure in relation to financial institutions, establishment of department revolving and receivership revolving funds, civil penalties for violations, issuance of cease and desist orders, injunctions, and public inspection, conduct of hearings, and judicial review of final decisions. These documents apply to the deputy director, financial institutions, banks, credit unions, savings and loan associations, consumer lenders, escrow agents, individuals and entities involved in the banking and financial institutions sector, federal or state regulatory authorities, director, officers, directors, employees, agents, individuals involved in the conduct of affairs, representatives of federal agencies insuring accounts, representatives of state or federal agencies and foreign countries with regulatory or supervisory authority, attorney general, select committee of the legislature, federal, state or county grand jury, auditor general, state and federal law enforcement agencies, and court. Exemptions are mentioned for financial institution holding companies, banks, savings and loan associations, credit unions, consumer lenders, and escrow agents in specific circumstances. No specific penalties are mentioned in the documents.
Whom does it apply to?
Deputy director, financial institutions, banks, credit unions, savings and loan associations, consumer lenders, escrow agents, individuals and entities involved in the banking and financial institutions sector, federal or state regulatory authorities, director, officers, directors, employees, agents, individuals involved in the conduct of affairs, representatives of federal agencies insuring accounts, representatives of state or federal agencies and foreign countries with regulatory or supervisory authority, attorney general, select committee of the legislature, federal, state or county grand jury, auditor general, state and federal law enforcement agencies, and court
What does it govern?
Authority and duties of the deputy director in the Financial Institutions Division, fingerprint requirements and fees for individuals and entities involved in the banking and financial institutions sector, powers of the deputy director in relation to financial institutions and enterprises, examination and investigation authority of the deputy director, annual examination assessment of financial institutions and enterprises, application fees payable to the department for various financial institutions and enterprises, deposit of fees, charges, fines, and assessments received by the department, joint examinations with federal or state regulatory authorities, director's authority to sue, prosecute, or defend in actions related to financial institutions, records, disclosure, and limitations on disclosure in relation to financial institutions, liability of department officers or employees, appointment of the deputy director as a receiver for financial institutions or enterprises, public inspection of documents filed with the deputy director, civil penalties for violations, provisions and regulations related to violations, establishment of a department revolving fund, penalties for false statements or rumors, establishment of a department receivership revolving fund, civil penalties for violation of court orders or injunctions, issuance of cease and desist orders, injunctions, and public inspection, conduct of hearings by the deputy director or an administrative law judge, and judicial review of final decisions by the deputy director
What are exemptions?
Exemptions are mentioned for financial institution holding companies, banks, savings and loan associations, credit unions, consumer lenders, and escrow agents in specific circumstances
What are the Penalties?
No specific penalties are mentioned in the documents
Jurisdiction
Arizona